Every type of trademark is a communication mark, but none more so than sound marks. These enable consumers to aurally distinguish between different products and services, whether they are represented by a classical melody, the quack of a duck or the yell of a fictional character, such as Tarzan. But how do you know if the sound you would like to associate with your product is registrable as a trademark? Gordon Wright continues our series on less conventional IP with a look at registering and protecting sounds.
The tune of greensleeves, played on bells or xylophone, is a familiar sound in British streets in the summer months, as ice cream vans tempt customers out of their houses and gardens to buy their wares. The music is always likely to be associated with ice cream - but can such a sound be a trademark? Provided that the sound is capable of distinguishing one trader’s goods or services from another, the answer, in Europe at least, is yes. However, the key issue as far as acquiring trademark rights is concerned, is how that mark should be represented graphically.
For music, the situation is relatively straightforward. The European Court of Justice (ECJ) has held that a mere sequence of notes, such as E, D#, E, D#, E, B, D, C, A, does not meet the requirements for graphical representation in the Community Trade Mark (CTM) Directive. Such a description does not make it possible, in particular, to determine the pitch and the duration of the sounds for which registration is sought, and which constitute essential parameters for the purposes of knowing the melody and, accordingly, of defining the trademark itself.
On the other hand, a stave divided into bars and showing, in particular, a clef, musical notes and rests, may be considered a faithful representation of the sequence of sounds forming the melody, as far as the ECJ is concerned. It has shown itself unconcerned that such a representation is not an ‘acoustic’ registration. For the ECJ, the importance is placed on the melody’s distinctiveness, and as long as the melody is registered in an appropriate musical format – as outlined above – registration should be possible as a result.
Non-classical sounds
But what about a less conventional musical sound, such as the call of an animal or a bird? If such a sound became distinctive of a trader’s goods or services, how could it be represented graphically in an application for a trademark? Could it be an onomatopoeic description in words? A description in some other way? Or could science be brought in, by representing the sound as a sound wave or sonogram? Would it be possible to annex a sound recording to the application? What about a digital recording for use on the Internet?
The difficulties of registering such sounds was well illustrated by various failed attempts to register a cockcrow as a trademark for one computer software company. Each time a disc containing the trader’s software was launched, a cockcrow was heard, but the manufacturer struggled to register this sound in the European Courts. When asked to rule on this matter, the ECJ decided that a verbal description such as ‘a cockcrow’ lacked the precision and clarity needed, and therefore made it impossible to determine the scope of protection sought. Onomatopoeia was rejected on similar grounds – it is not possible for the competent authorities and the public in particular traders, to determine whether the protected sign is the onomatopoeia itself, as pronounced, or the actual sound or noise. And the onomatopoeia may be perceived differently, depending on the individual, or from one member state to another. For example, in English a cockcrow is represented as ‘cock-a-doodle-do’, whereas in French it written, and spoken, as ‘cocorico’. Consequently, a simple onomatopoeia cannot without more information constitute a graphical representation of the sound.
A promising approach to the representation of non-musical sounds is the sonogram, which is a plot of the pitch (frequency), relative volume (frequency content) and progression over time of the sound occurrences. In effect, it is a representation of a sound in the way that musical notation is the representation of music. Just as with musical notation, with a certain amount of training and practice, sonograms can be read in such as way as to be able to conceive the noise or sound depicted. Although OHIM rejected an early attempt to register a sonogram of the MGM ‘roaring lion’, this was because the time and frequency scales were omitted – this would be comparable to musical notation which has no lines, keys, or designation of notes, for example, crotchets or semibreves.
In New Zealand, Unilever have successfully registered the sound of ‘a squeak produced by the friction of thumb and forefinger on dishware', for hand dishwashing products.
Trademarking Tarzan
A more recent trademark application from Edgar Rice Burroughs Inc, concerns a representation of the Tarzan yell. This uses a fully developed sonogram and seems more likely to be successful. But trademarking the yell of the fictional character Tarzan comes with its own challenges. Tarzan’s yell consists of five distinct phases (sustain, ululation, sustain at a higher frequency, ululation, sustain at the original frequency). But it also follows a specific pattern in terms of the yell’s duration, speed, resolution and rate of sound waves.
While this amount of detail should benefit the trademark application, it remains to be seen whether or not this approach to representing sounds will be accepted by the trademark registries in Europe. Similarly, it is still not clear whether or not ‘sound clips’ which could be attached to the electronic version of an official trademark register will be accepted. What is clear is that musical jingles, provided they are capable of distinguishing goods or services and of being represented graphically, can be registered as trademarks.
US registration
The National Broadcasting Co Inc. set the precedent for the registration of sound marks in the US over a halfcentury ago. It successfully registered the musical notes G, E, C played on chimes as a trademark for its radio broadcasting services. Other sound marks include the MGM lion’s roar and a number of musical jingles, including the those of VISA Inc and AOL Inc. More recent registrations include a series of five chirps, similar to the chirping sound of a cricket song, registered by AWS Convergence Technologies.
Using a fairly conventional word representation, the Tarzan yell has also been registered in the US in respect of ‘toy action figures’. In comparison to the challenges of registering the mark in the EU, the US mark was simply described as: ‘ a yell consisting of a series of approximately 10 sounds, alternating between the chest and falsetto registers of the voice, as follows – 1) a semi-long sound in the chest register, 2) a short sound up an interval of one octave plus a fifth from the preceding sound, 3) a short sound down a Major 3rd from the preceding sound, 4) a short sound up a Major 3rd from the preceding sound, 5) a long sound down one octave plus a Major 3rd from the preceding sound, 6) a short sound up one octave from the preceding sound, 7) a short sound up a Major 3rd from the preceding sound, 8) a short sound down a Major 3rd from the preceding sound, 9) a short sound up a Major 3rd from the preceding sound, 10) a long sound down an octave plus a fifth from the preceding sound.
Further afield, a small number of sound marks, mainly jingles have been registered in Australia. In New Zealand, Unilever have successfully registered the sound of ‘a squeak produced by the friction of thumb and forefinger on dishware', for hand dishwashing products.
The sound of progress
Sound marks can already be registered in a number of jurisdictions around the world. At present, they are relatively rare – only a hundred or so have been registered in the USA and there have been less than 50 applications to register sound marks at OHIM since its creation. Nonetheless, the opportunity is there, waiting to be seized, for that familiar sound.
Gordon Wright is a patent attorney at Elkington and Fife LLP
This article first appeared in IP Review, issue 11





